Responsibilities
• Execute the internal control assurance plan by organizing and conducting onsite and offsite review, testing and assessment to validate the control effectiveness for business/commercial banking and other units of Personal & Business Banking Group
• Provide support to formulate the internal control assurance plan
• Conduct thematic/ ad hoc review/ gap analysis, as assigned by Supervisor(s)
• Organize and conduct review on the documentation and audio recording of business banking transactions
• Prepare regular/ad hoc MIS and internal control assessment reports and recommend rectification or remedial actions to be taken
• Prepare materials and deliver coaching, briefing and presentation to reinforce staff knowledge of policies, guidelines and operation procedures and promote staff risk and control awareness
Requirements
• Secondary education or above
• Minimum 4 years of experience in SME/business banking operations or relevant experience in compliance/audit with in-depth knowledge of banking practices and regulated banking activities is preferable
• Knowledge of business banking products and services, e.g. premium financing, commercial loan, business banking account opening and on-boarding, etc.
• Good understanding and knowledge of operational risk and internal control principles.
• Mature, independent, responsible and detail-minded
• Good interpersonal and communication skills
• Proficient in Microsoft Excel, Word and PowerPoint
• Good command of written and spoken English and Chinese (including Putonghua)