Manager, Business Operational Risk (Investment & Insurance Control)
4至6年 薪資面議 固定工作 / 全職 未標明 銀行業 銀行和金融 五天工作周 / 醫療保險 / 花紅
職位描述
Responsibilities
- Conduct review on documentation and audio recording of investment / insurance transactions and follow up with rectification and negotiate with Business Units.
- Carry out thematic (end-to-end) review on new regulation compliance, PDD review, exceptional case, MIS report handling.
- Handle requests from regulator/Internal Audit/Compliance
- Perform conduct/ sensitive case investigation
- Support training such as weekly tele-conference with Branches, Branch Service Managers meeting etc
- Other ad-hoc assignments, such as UAT for system projects, ad-hoc onsite or offsite inspections
職位要求
Requirements
- Degree holder of Business Administration or related disciplines
- Minimum 4 years of relevant experience in compliance assurance / internal control / audit with knowledge of banking practices and regulated banking activities is preferable.
- Knowledge of investment and/or insurance products and services
- Good understanding and knowledge of operational risk and internal control principles.
- Independent, responsible, detail-minded and a fast learner.
- Good interpersonal and communication skills.
- Proficient in Microsoft Excel, Word and PowerPoint.
- Good command of written and spoken English and Chinese (including Putonghua).